1. The Company shall make prompt public disclosure of unpublished price sensitive information that would impact price discovery as soon as credible and The Insider Trading Regulations are applicable to securities listed and new securities of a listed company proposed to be listed on stock exchanges. The 1.2 “Board ” means the Board of Directors of the Company; 1.3 “Code” or “Code of Conduct” shall mean the Code of Internal Procedures and Code of Conduct for Regulating, Monitoring and Reporting of trading by Insiders of Avenue Supermarts Limited as amended from time to time; 1.4 “Company ” means Avenue Supermarts Limited; Insider Trading information for NDAQ is derived from Forms 3 and 4 filings filed with the U.S. Securities and Exchange Commission (SEC). Please Note:An FPI is exempt of filing insider holdings 5. PROHIBITION ON INSIDER TRADING An Insider shall not, directly or indirectly, – a) Trade in securities of the Company that are listed or proposed to be listed when in possession of UPSI; b) Trade in securities of the Company except when the Trading Window is open and the Insider is not in possession of UPSI.
d. the Company Secretary; 9. INSIDER means any person who is: i.) a connected person; or ii) in possession of or having access to Unpublished Price Sensitive Information; 10. INSIDER TRADING a. an act of subscribing, buying, selling, dealing or agreeing to subscribe, buy, sell or deal in any (1) The Code of Conduct for prevention of Insider Trading (“the Code”) is made to regulate, monitor and report the trading by the Insider. (2) The Code has been made pursuant to Regulation 9 of the Securities and Exchange Board of India (SEBI) (Prohibition of Insider Trading) Regulations, 2015 which would be The Schedule B to the SEBI (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations) prescribes the Minimum Standards for Code of Conduct for Listed Companies to Regulate, Monitor and Report Trading by Designated Persons. This Code of Conduct for prevention of Insider Trading is framed pursuant to Regulation 12(1) of SEBI (Prohibition of Insider Trading) Regulations, 1992. This code is being framed with an aim that Directors & Designated Employees of the Company and their Dependents shall not derive any benefit or assist others to derive any benefit from the
The term "insider trading" is not defined in the federal securities laws, but generally is used to refer to the use of material nonpublic information to trade in securities (whether or not one is an "insider") or to communications of material nonpublic information to others. The Insider Trading Sanctions Act of 1984 is a piece of federal legislation that allows the SEC to seek civil penalties for insider trading.
15 Nov 2019 A member of the board of directors or an employee, of a public financial institution as defined in section 2 (72) of the Companies Act,. 2013; o. An SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015 the Board of Directors of the listed Company or the Head of the Organisation, as the case
Insider Trading is the buying or selling or dealing in the securities of a listed Company by a director, member of the management, an employees of the Company, firm or by any other person such as internal and statutory auditor, agent, advisor, analyst, consultant, etc., who has knowledge of material inside information not available to the general Code for Prevention of Insider Trading 3 PART A - DEFINITIONS a. ‘Company' means JM Financial Limited. b. 'Compliance Officer' means the Company Secretary of the Company or any other senior officer who is so designated as the Compliance Officer by the Board of Directors of the Company. Insider Trading involves trading in the securities of a company listed or proposed to be listed, by connected or any persons in possession of or with access to unpublished price sensitive information not available to the general public, who can take advantage of or benefit from such unpublished price sensitive information. Trading in securities by an ‘insider’ is regarded unfair The term "insider trading" is not defined in the federal securities laws, but generally is used to refer to the use of material nonpublic information to trade in securities (whether or not one is an "insider") or to communications of material nonpublic information to others. The Insider Trading Sanctions Act of 1984 is a piece of federal legislation that allows the SEC to seek civil penalties for insider trading. 18[(l) “working day” shall mean the working day when the regular trading is permitted on the concerned stock exchange where the securities of the company are listed] 14 Substituted by the SEBI (Prohibition of Insider Trading) (Second Amendment) Regulations, 29-11-2002.